Saswat brings over a decade of specialist experience in advising clients in full spectrum of equity capital markets transactions including Initial Public Offerings (IPOs), follow-on offerings, rights issues, Qualified Institutional Placements (QIPs), preferential issues, and secondary trades. He has handled many large and complex equity capital markets transactions. He also conducts risk analysis and provides Securities Exchange Board of India (SEBI)-related advisory to merchant bankers. He regularly assists investment banks in developing suitable risk mitigation and compliance frameworks.
Saswat further advises listed companies on regulatory compliances and disclosures, including in relation to insider trading and Takeover Code based compliances.
• Acted as the domestic legal counsel to SBI Cards and Payments Services Limited in relation to an IPO.
• Acted as the domestic legal counsel to the Sadbhav Infrastructure Project Limited in relation to an IPO.
• Acted as domestic legal counsel to the book running lead managers (Kotak Mahindra Capital Company Limited, Citigroup Global Markets India Private Limited, CLSA India Private Limited) on the IPO of Aakash Educational Services Limited.
• Acted as domestic legal counsel to UCO Bank on its INR 20,000 Million QIP.
• Acted as the domestic legal counsel to Infibeam Incorporation Limited in relation to an IPO.
• Acted as the domestic legal counsel to GVR Infra Projects Limited in relation to an IPO.
• Acted as the domestic legal counsel to Shalby Limited in relation to an IPO.
• Acted as sole domestic counsel for Equirus Capital Private Limited and a manufacturing
Tinna Rubber and Infrastructure Limited on its QIP of INR 787 Million.
• Acted as the domestic legal counsel to Chalet Hotels Limited in relation to an IPO.
• Acted as the domestic legal counsel to Prabhat Dairy Limited in relation to an IPO.
